Highland MI Securites Attorney Helping Clients with Stock broker fraud

Securities Attorney
Highland MI

313-334-7767

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Contingency Cases

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FREE Case Evaluation

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20 Years Experience

Experienced Securities Attorney near Highland MI, Peter C. Rageas is tough on investment fraud

 

If you are a victim of investment fraud, let our legal specialists help you today! Securities attorney Rageas has over 20 years of experience defending clients from fraudulent investment advisors. We offer residents Highland MI, the most effective legal support, and are always enthused to fight for our clients rights!

If you believe that you have been harmed by a stockbroker or investment professional, please contact our firm today. We have helped many clients from investment losses, stockbroker negligence, stockbroker malpractice, and more! Often, a financial advisor or investor places their own financial interests ahead of yours. You need an experienced Securities Lawyer to fight for you! The Securities Law Offices of Peter C. Rageas, can help victims of stockbroker and investment fraud. When making investments on behalf of their clients, brokers are required to obtain information that will allow them to make credible investment recommendations. Further, a stockbroker is required to know the investor’s tolerance for risk, financial needs and time horizon.

The attorneys at the Law Offices of Peter C. Rageas are the ideal choice to recover your losses. We have the experience and resources to protect our clients from fraudulent stock brokers, call Today!

free consultations at our michigan law office

Full-Service Securities Litigation Law Firm

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Securities Litigation

Securities Litigation – Specializing in class action stockbroker negligence and wrong doing, to victims of investment scams

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Securities Lawyers

If you are facing fraud, misrepresentation, account churning or breach of contract, you must contact a securities attorney at our law offices today!

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Broker Misconduct

Experienced in all aspects for fraudulent broker abuse, including unauthorized trading in your brokerage account and improper allocation of assets, read more.

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ARE YOU LOOKING FOR AN EXPERIENCED SECURITIES LAWYER WHO GETS RESULTS?

Call Our Law Firm Today!

313-334-7767

Our Law Firm Will Accept Securities Cases From Highland Residents on Contingency

 

Why does Peter Rageas work on a contingency basis to defend your securities lawsuit? We understand Securities Litigation can be expensive. This affords our clients an opportunity to file a lawsuit against the negligent financial advisor who caused your financial loss. More importantly, our clients are able to file their claim, without spending money initially for the payment of attorney’s fees. Our contingency arrangement helps individuals needing to file a case right away, while not worrying about funds to finance the lawsuit.

If a broker agrees to manage his or her client’s investments and they have ultimate authority to make trades without consulting the client, then they have fiduciary duties to that client. Securities attorney expert, Peter C. Rageas, has grown to be Michigan’s leading choice for Broker Securities Fraud. In addition to securities litigation, we also offer many other services including the protection against Ponzi schemes, securities misrepresentation, broker misconduct, legal causes against stockbrokers, breach of fiduciary duty, stockbroker claims, investment fraud, securities litigation, and FINRA assistance

Our law firm is experienced in securities dispute resolution. Don’t let a stock broker or investment professional place their own financial interests before of yours. Contact our law offices for your No-Risk Consultation, and get back what is yours!

Experienced Securities and Investment Attorney in Highland MI

Michigan Law Firm Specializing in Securities Litigation

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Securities Lawyer in Highland Michigan

Material Facts Must Be Disclosed in Investment Fraud Cases

The brokerage firm is required by law to make complete disclosure to clients surrounding material risks that are inherent to the investments recommended. When neglected, investment fraud can exist. The firm or the stock broker can be held responsible for investment fraud including, misrepresentations or omissions of material facts. Omissions made to the investor regarding the risk associated with making a particular investment can lead to a finding that the firm and broker are responsible for compensatory damages or losses sustained. We offer FREE consultations to Highland residents, call today to speak with an experienced investment lawyer!

Posts from Experienced Securities Attorney Peter C. Rageas

West Michigan Financial Advisor Guilty of Embezzling from Clients

On January 23, Jaime Westenbarger, who founded Forest Hills Financial, a financial services firm based in Ada, Michigan, pleaded guilty in Kent County Circuit Court to embezzling client funds. Westenbarger pleaded guilty to two count of embezzlement over $100,000,...

The Failure of the Structured Note. How Risky are They?

A Structured Note is a debt security issued by financial institutions. Its return is based on equity indexes, single equity, a basket of equities, interest rates, commodities, or foreign currencies. The performance of a Structured Note is linked to the return on an...

Risky Stock Causes Losses For Many Investors

Jumia Technologies (JMIA) is an African e-commerce online retailer technology company. It is a company built around a marketplace, logistics service and payment service. The logistics service enables the delivery of packages through a network of local partners while...

JP Morgan Chase Client with Dementia Loses $50 Million

Peter Doelger founded a Boston-based company in the 1970s which helped homeowners nationwide lower their energy bills through a network of contractors tasked with focusing on the homeowners’ attic insulation and windows. Honeywell bought the business in 1995 for an...

SEC Charges Kraken in Violation of US Securities Law

Kraken Charged by the SEC with Operating its Crypto Trading Platform in Violation of US Securities Law Kraken advertises itself as “the crypto exchange for everyone” that allows customers to buy crypto with “peace of mind.” The company website boasts of a quarterly...

FINRA Expels Monmouth Capital Management for Rules Violations

FINRA Expels Monmouth Capital Management for Rules Violations on Gold Star Family Accounts and Other Accounts Monmouth Capital Management was founded in 2018 in Holmdel, New Jersey, according to a Linked-In profile that lists the company as having 2-10 employees and 6...

Podcast Host Cash Flow King Charged by SEC

Podcast Host Cash Flow King Charged by SEC with Operating a Ponzi Scheme A podcast is similar to a radio talk show program but it is distributed in the form of a digital audio file that can be downloaded from the internet to a computer or mobile device. Podcasts are...

Loren Justin Morrison of Stifel , Nicolaus & Company

Did Loren J. Morrison Cause You Investment Losses? Loren J. Morrison of Stifel, Nicolaus & Company Has Customer Complaints for Alleged Broker Misconduct Who Is Loren J. Morrison Of Stifel, Nicolaus & Company? Loren J. Morrison (crd# 4578161) who is currently...

Has Any Financial Advisor Recommended FTX Stock for You to Buy?

Did Any Stockbroker or Financial Advisor Recommend You Invest in Crypto Currency Exchange FTX Causing You Losses? Schedule a Free Consultation On November 15, 2022, FTX Digital Markets, the Bahamas based unit of the recently collapsed cryptocurrency trading platform,...

Can You Sue Your Registered Investment Advisor?

Making good financial investment decisions often requires specialized knowledge and a considerable investment of time to understand and monitor the ever-changing market options. Over one third of investors in America, about 40 percent, rely on financial advisers to...

Goldman Sachs to Pay SEC Fine Related to ESG Investments

Goldman Sachs to Pay $4 Million SEC Fine Related to Environmental, Social and Governance (ESG) Investments In recent years there has been an emerging trend for investors to put their investment dollars into companies that are aligned with their own world view. These...

FTX and Cryptocurrency Fraud

Cryptocurrency has always been purported to be a risky investment by most prominent financial authorities. In September, Forbes Advisor published an article entitled "Crypto Winter is Here" detailing how, at that point, Bitcoin was 65 percent off its November 2021...

SEC Issues Update to the Public Alert

SEC Issues Update to the Public Alert: Unregistered Soliciting Entities (PAUSE) List The Securities and Exchange Commission (SEC) works diligently to provide investor education to the general public in an effort to reduce fraud and provide investors with tools to make...

Michigan Investment Advisor Agrees to Final SEC Judgement

Michigan Investment Advisor Steven F. Muntin Agrees to Final SEC Judgement on Fraud Allegations The Securities and Exchange Commission (SEC) on May 11, 2022, permanently barred Steven F. Muntin from "acting as a broker or investment adviser or otherwise associating...

Michigan Securities Representative Submits Letter of Acceptance

Robert David Jr. Submits Letter of Acceptance, Waiver and Consent to FINRA A Michigan securities representative filed a Letter of Acceptance, Waiver and Consent (AWC) on March 31, 2022, with the Financial Industry Regulatory Authority (FINRA) accepting, without...

Equitable Financial Sanctioned by SEC for Misleading Investors

Equitable Financial Sanctioned by SEC for Misleading Investors About Fees Investing your money doesn't come without a price tag. There are fees and cost associated with investment products and services and in order to invest wisely an investor should thoroughly...

SEC Alleges Schwab Robo-Adviser Clients Were Misled About Fees

On June 13 the U.S. Securities and Exchange Commission (SEC) charged three Charles Schwab investment adviser subsidiaries with misleading Robo-Adviser clients about fees. In order to settle the charges, those three Charles Schwab subsidiaries -- Charles Schwab &...

SEC Halts Alleged Fraud by Detroit-based Hedge Fund Advisor

SEC Halts Alleged Fraud by Detroit-based EIA All Weather Alpha Fund I Partners On May 18, the U.S. Securities and Exchange Commission (SEC) filed a complaint for injunctive and other relief against Michigan-based EIA All Weather Alpha Fund I Partners, a purported...

West Michigan Man Sentenced to Jail for Securities Fraud

Joshua Louis Rupp, 37, pleaded guilty in federal court in Grand Rapids and was sentenced in March to serve 16 years in jail for securities fraud. Rupp was already in prison serving a three year and nine month sentence, having pleaded no contest and been convicted of...

Beware of High Return Certificates of Deposit Scams

A recent enforcement action by the U.S. Securities and Exchange Commission (SEC) highlights once again the need for investors to do their research on investment offerings and heed any warning signs that an investment may not be legitimate. In January, the SEC charged...

Appointing a Trusted Contact for Investments

Appointing a Trusted Contact for Investments Advised by Government Agencies The Federal Bureau of Investigation's (FBI) Internet Crime Complaint Center (IC3) receives and tracks thousands of complaints of fraud each day and then investigates those complaints,...

SEC Enforces Action Against TIAA Subsidiary

$97 Million SEC Enforcement Action Against TIAA Subsidiary for Retirement Rollover Recommendations A fiduciary, as defined by Investopedia.com, is "a person or organization that acts on behalf of another person or persons, putting their clients' interest ahead of...

Beware of How Social Media Influences Investing

Elon Musk, the chief executive office of TESLA has been reported by media outlets as touting Dogecoin, a cryptocurrency. In February, the Daily Mail reported that after Musk had been "tweeting relentlessly" promoting Dogecoin, the cryptocurrency jumped 21 percent in...

Financial Education Resources Make Investing Safer

Decisions on where to invest money are not easy to make. It takes knowledge of the investment being offered, good research into who is offering the investment, and an understanding of the common warning signs that an investment opportunity is not legitimate. ADT...

Investment Scam Complaints are on the Rise

Historically when times are uncertain and large numbers of people are unemployed, as they are during this pandemic, there is a rise in crime, including investment scams. According to the United States Securities and Exchange Commission (SEC), investment scam...

Stefan He Qin Pleads Guilty to Cryptocurrency Investment Fraud

Bitcoin is one of the most widely recognized, and owned cryptocurrencies with a market capitalization of over a trillion dollars in March 2021.1 Cryptocurrencies are digital assets designed to work as a medium of exchange. Unlike paper money, cryptocurrency doesn't...

Morgan Stanley Fined by FINRA | MI Securities Law Office

Morgan Stanley Fined by FINRA for Failing to Supervise a Registered Representative There are some investments that because of their upfront sales charges are only advantageous to investors if they are held for a long-term. On August 12, 2020, the U.S. Financial...

What Does FINRA Do? | MI Securities Law Firm

Securities markets need broad public confidence in their integrity to function correctly. Without confidence in the markets, trading securities would entail an unacceptably high level of risk with untold consequences. Because most of the world’s investors believe that...

Was Your Portfolio Suitably Invested?

As we navigate and muddle through the calamity of the Corona Virus black swan (an unforeseen, unexpected event), we must assess (1) where our stock portfolio value is at and (2) why. Is the value lost acceptable considering the black swan or is the loss in value...

Celebrity Endorsements and Investments | MI Securities Law Firm

The psychology behind celebrity endorsements of products seems simplistic. The human brain recognizes celebrities similarly to how it recognizes people we actually know.1 People feel that they know the celebrity and that they can trust the celebrity and when that...

SEC Charges Radio Investment Show Host with Defrauding Retirees

Keith Springer hosts the Smart Money with Keith Springer radio show which is broadcast on iHeartRadio, as well as on KFBK in the greater Sacramento, California, area. The U.S. Securities and Exchange Commission recently charged Springer and the firm he owns, Springer...

SEC Files Charges Against Binary Options Brokers

SEC Files Charges Against Binary Options Brokers LBinary and Ivory Options Two citizens of Israel, Anton Senderov and Lior Babazara (also known as Lior Bar), were charged by the U.S. Securities and Exchange Commission (SEC) on October 9, 2019, with causing over 2,800...

SEC Stops a Ferndale Michigan Securities Fraud Scheme

Antonio and John Bravata Stopped by SEC from Once Again Defrauding Investors Antonio M. Bravata, from Ferndale, Michigan, and his father, John Bravata, who is currently in prison, have been prevented from once again defrauding investors across Michigan and the nation....

IRS Cracks Down On Virtual Currency Owners

For tax purposes, the U.S. Internal Revenue Service (IRS) treats virtual currency and cryptocurrency as property. Taxpayers who receive virtual currency or cryptocurrency as payment for goods or services are required by the IRS to include the fair market value of the...

Two Michigan Men Charged by SEC for Day-Trading Scheme

Two Michigan Men Charged by SEC for Roles in Fake Day-Trading Scheme There is a truth in investing that if a deal seems too good to be true, it probably isn't true. We all want a good bargain. Unfortunately, crooks and scammers know that, and they use these great...

SEC Charges Major Investment Firms with Misconduct

The Securities and Exchange Commission (SEC) has been busy protecting investors this summer and has brought charges against some larger investment firms, including Morgan Stanley Smith Barney and Merrill Lynch. Morgan Stanley Smith Barney (MSSB) was charged by the SEC...

Wells Fargo Advisors Settles SEC Charges

The SEC, Securities and Exchange Commission, has charged Wells Fargo Advisors with misconduct in the sale of MLIs to retail investors. MLIs are known as market-linked investments. This financial misconduct has imposed substantial costs on retail customers. Without...

Investment 101: Be Careful Who You Trust

Agatha Christie, the popular detective novel author, was once quoted as having said that where large sums of money are concerned it is advisable to trust no one. A federal court indictment issued on March 29 once again bears out the wisdom of Ms. Christie's statement....

Unregistered Broker Illegally Brokers Securities Sales

Edwin Shaw LLC, a New York based company, has been charged by the Securities and Exchange Commission with illegally brokering dozens of investments by foreign nationals seeking legal residency through the federal government’s EB-5 Immigrant Investor Program. The case...

Manipulative Trading with U.S. Microcap Stocks

Millions of investors have lost money through brokerage fraud, misconduct and mismanagement. The following is an article about securities fraud involving a pump and dump scheme. SEC Charges U.K. Brokerage Firm, Investment Manager, CEO, and Others for Manipulative...

Exchange – Traded Notes and Risk

Below is a great article written by John Waggoner about exchange-traded notes. Exchange-traded notes add another layer of risk ETNs tied to volatility took a beating when stocks plunged The collapse of the VelocityShares Daily Inverse VIX Short Term ETN (XIV) this...

Florida Penny Stock Investors Defrauding Elderly Investors

In the financial world of stocks, there is plenty to be leery about. Unfortunately, the elderly are a prime target for scammers. It is also unfortunate that many swindlers are repeat offenders. The SEC is working to “crack down” on individuals who have previously...

Pump and Dump Scheme Basics

Avoid financial losses by learning the basics of the common pump and dump scheme. What is Pump And Dump? Unscrupulous investors heavily promote a stock they plan to temporarily hold until the stock price is artificially boosted/inflated through false promotion,...

Common Forms of Stockbroker Misconduct

Help your Clients: Watch for Financial Advisor/Stockbroker Misconduct or Negligence Financial Crime and stockbroker misconduct has increased in recent years. Many of its victims are unaware of their plight until their CPA raises questions about their portfolio of...

Michigan Broker Facing Securities Fraud Charges

Shelby Township Broker, Ernest J. Romer, III, Facing Securities Fraud Charges From Michigan’s Licensing And Regulatory Affairs Department (LARA) August 2017- A Cease and Desist Order has been issued by Michigan’s Licensing and Regulatory Affairs Department (LARA)...

Malaysian Scandal – Efforts at Recovery of Losses

Final part in the Malaysian Scandal Series – Attorney Peter C. Rageas Helping Investors Recover Loses While Malaysia and Abu Dhabi are moving to clean up one part of the scandal: who would pay back investors who bought the bonds, it isn’t out of the woods yet. The Abu...

Malaysian Scandal – Helping Investors Recover Losses

Malaysian Scandal – Attorney Peter C. Rageas Helping Investors Recover Losses US Authorities Fight Against Illicit Finance US authorities allege that the stolen funds were funneled via a series of bank accounts and shell companies to partly finance the purchase of...

Securities Fraud Awareness in Michigan

As individuals invest their precious income, they depend on the veracity of the securities and commodities markets. Rest assured, that your government is actively investigating criminal activity in the financial markets, that could potentially harm investors. Although...

Ex Campbell Mayor Pleads Guilty in Securities Fraud Case

Securities fraud, is a deceptive practice in the stock or commodities markets. Typically this practice entices investors to make sale or purchases on the basis of false information. This information frequently results in losses and is in violation of securities laws....

What is securities fraud in Michigan

Also known as investment fraud or stockbroker fraud, securities fraud is a misleading practice in the investment markets (stock or commodities) that persuades investors to make purchase or sale decisions on the basis of fraudulent information. Inevitably, such...

SEC Charges Paxton With Securities Fraud

Yet another charge brought forth by the SEC, this time charging Ken Paxton for allegedly misleading investors in a technology company. The U.S. Securities and Exchange Commission filed the charges earlier this year. Paxton is faced with three felony counts, and has...

What is Securities Fraud and How Can a Fraud Attorney Help?

In general terms, fraud such as investment or securities can occur when a broker makes false statements regarding a company or the value of the related stock. The victims typically will make financial decisions based on such false information. Fraud can be at times...

Why Proving Securities Fraud is Important

Securities Litigation and Steps to Proving Fraud In the world of securities litigation, there are many factors to consider when making a claim. Ultimately it will come down to the facts and you best be prepared. Many article on the interenet discuss this topic....

Michigan targets money scams against seniors

Michigan's New Laws for Securities Violations Here's how that would work: Michigan's new law provides an additional $500,000 penalty for securities violations involving investors who are age 60 or older. The extra penalty would be on top of a civil fine of $10,000 for...

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Stockbroker Fraud
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Services include: Securities Fraud Attorney, Investment Losses, Stockbroker Negligence, Broker Negligence Lawyer, Stockbroker Malpractice, Legal Causes Against Stockbrokers, Breach of Fiduciary Duty, Stockbroker Claims, Investment Fraud Attorney, Securities Litigation, FINRA Attorney, Securities Lawyers, and Ponzi Scheme Attorneys

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