SEC Attorney Detroit MI, Experienced and tough on stock broker misconduct!
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20 Years Experience
Fraud Attorney Detroit MI, Experienced and tough on stock broker misconduct!
Let our SEC Lawyers help you recover your investment losses
If you are in need of a SEC Attorney, we will take your case on contingency
Why does Peter Rageas, SEC Fraud Attorney, work on a contingency basis? This gives our clients an opportunity to file a lawsuit against the negligent broker who caused your financial loss without spending money initially for the payment of attorney’s fees. This will also help those who need to file a case right away and not worry about a lack of money to finance the lawsuit.
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Memberships and Affiliations
Financial Industries Regulatory Authority (FINRA) includes the following as prohibited conduct:
Recommending purchase or sale of unsuitable investments
Margin investment loss without full risk disclosure
Making predictions and or guarantees of security associated profits or rates of return
Misallocation of assets within a portfolio
Mutual Fund switch which was unauthorized
Failing to use reasonable diligence to see that an investor’s order is executed at the best possible price
Wrongful removal of investor's funds
Failure to disclose material facts including fees
Unauthorized trading of stock and excessive commissions
HAVE YOU BEEN A VICTIM OF INVESTMENT FRAUD?
Call Today We Got You Covered!
As a SEC Attorney, I can help with wrongful Conduct by Stock Brokers – typical violations include:
Unsuitable for Investor
Unauthorized Sale or Purchase
Material Fact not Disclosed
Removing Funds without Authority
Promises and Guarantees
Failure to Use Due Diligence
Possession of Material Non-Public Information
Our Legal Services located in Michigan
Our Detroit Michigan based fraud lawyers, offer affordable prices for a vast array of related to services. In addition to finding a fraud attorney, we also offer many other services including litigation, broker misconduct, securities litigation, and FINRA assistance.
You can find more information regarding security fraud and prevention tips at the Federal Bureau Investigation’s website. The Securities and Exchange Commission also offers great information – you can find it here; identifying and avoiding securities fraud.
Aggressive Pursuit of Stock Broker Misconduct
While our fraud attorneys, recognize that investments in securities involve risk our firm strongly pursues those individuals and business entities that engage in misconduct in the forum best suited to address your resulting losses.
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John G. Schmidt appeared to be someone you could really trust to advise you on financial matters. He had 35 years of experience as a registered broker-dealer representative. He had his Financial Industry Regulatory Authority (FINRA) Series 7, 24, 63 and 65 licenses....
It has often been advised by many financial service industry leaders, including the U.S. Securities and Exchange Commission (SEC), that prior to making any investment decision, investors need to research the broker who is pitching the investment. One of the most...
U.S. Experiencing an Upswing in Fraud Perpetrated by Financial Advisers Bernard (Bernie) Madoff is one of the most recognized criminals in the investment world, having perpetuated the largest Ponzi scheme in U.S. history by fraudulently stealing $65 billion in...
Services include: Securities Fraud Attorney, Investment Losses, Stockbroker Negligence, Broker Negligence Lawyer, Stockbroker Malpractice, Legal Causes Against Stockbrokers, Breach of Fiduciary Duty, Stockbroker Claims, Investment Fraud Attorney, Securities Litigation, FINRA Attorney, Securities Lawyers, and Ponzi Scheme Attorneys
Service Areas: Detroit MI, Troy MI, Bloomfield Hills MI, Birmingham MI, Auburn Hills MI, West Bloomfield MI, Bloomfield MI, Royal Oak MI, Southfield MI, Farmington Hills MI, Northville MI, Oak Park MI, Warren MI, Saint Clair Shoes MI, Ann Arbor MI, Walled Lake MI, Clinton Township MI, Wixom MI, Milford MI, Plymouth MI, Livonia MI, Westland MI, Dearborn MI, Novi MI, Ypsilanti MI, Wayne MI, Huntington Woods MI, Farmington MI, Canton MI, Rochester MI, Dearborn Heights MI, Clarkston MI, Oakland MI, New Hudson MI, Grosse Pointe Park MI, Grosse Pointe MI, Oakland County MI, Berkley MI, Ferndale MI, Commerce MI, Eastpointe MI, South Lyon MI, Hamtramck MI, Highland MI, Keego Harbor MI, Rochester Hills MI