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Over 20 Years Experience

Specializing in Securities Litigation

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(313) 334-7767

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Securities Law Firms

Let us help you recover your investment losses!

SEC Attorney Detroit MI, Experienced and tough on stock broker misconduct!

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Contingency Cases

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FREE Case Evaluation

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20 Years Experience

Let our SEC Lawyers help you recover your investment losses

By law, investment brokers and advisers, must operate in good faith. The law requires them to place your financial interests ahead of their own and their brokerage firms.

If you are in need of a SEC Attorney, we will take your case on contingency

Why does Peter Rageas, SEC Fraud Attorney, work on a contingency basis? This gives our clients an opportunity to file a lawsuit against the negligent broker who caused your financial loss without spending money initially for the payment of attorney’s fees. This will also help those who need to file a case right away and not worry about a lack of money to finance the lawsuit.

The attorneys at the Law Offices of Peter C. Rageas are the ideal choice to recover your losses. We protect our clients from fraudulent stock brokers, call Today!

Contact Our Law Office Today!

313-334-7767

Memberships and Affiliations

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American-Association-of-Attorney-Certified-Public-Accountants-Investment-Fraud-Attorney-Peter-C-Rageas-Detroit-Michigan

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Fraud-Attorney-Michigan-BBB-Business-Acredited

Financial Industries Regulatory Authority (FINRA) includes the following as prohibited conduct:

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Recommending purchase or sale of unsuitable investments

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Margin investment loss without full risk disclosure

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Making predictions and or guarantees of security associated profits or rates of return

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Misallocation of assets within a portfolio

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Mutual Fund switch which was unauthorized

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Failing to use reasonable diligence to see that an investor’s order is executed at the best possible price

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Wrongful removal of investor's funds

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Failure to disclose material facts including fees

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Unauthorized trading of stock and excessive commissions

HAVE YOU BEEN A VICTIM OF INVESTMENT FRAUD?

Call Today We Got You Covered!

313-334-7767

As a SEC Attorney, I can help with wrongful Conduct by Stock Brokers – typical violations include:

Unsuitable for Investor

Recommending the purchase or sale of a security that is unsuitable given an investor’s age, financial situation, investment objective and investment experience is an act of stock broker misconduct. Investment in a particular type of security may be unsuitable, or the amount or frequency of transactions may be excessive and therefore unsuitable for a given investor. Our fraud attorneys are experienced and ready to handle your case!

Unauthorized Sale or Purchase

Purchasing or selling securities when the investor did not specifically authorize the sale or purchase, unless the broker has received from the investor written discretionary authority to effect transactions in the account or the broker was given discretion as to price is an act of broker misconduct.

Switching Investments

Switching an investor from one mutual fund to another when there is no legitimate investment purpose underlying the switch is an act of broker misconduct.

Material Fact not Disclosed

Misrepresenting or failing to disclose material facts concerning an investment. Examples of information that may be considered material and that should be accurately presented to investors include the risks of investing in a particular security; the charges or fees involved; company financial information; and technical or analytical information, such as bond ratings is an act of broker misconduct.

Removing Funds without Authority

Removing funds or securities from an investor’s account without the investor’s prior authorization is an act of broker misconduct.

Excessive Charges

Charging excessive markups, markdowns or commissions on the purchase or sale of securities is an act of broker misconduct.

Promises and Guarantees

Guaranteeing investors that they will not lose money on a particular securities transaction, making specific price predictions or agreeing to share in any losses in an investor’s account is an act of broker misconduct.

Private Transactions

Private securities transactions between a broker and an investor, particularly where such transactions are done without the knowledge and permission of the broker’s firm is an act of broker misconduct.

Failure to Use Due Diligence

Failing to use reasonable diligence to see that an investor’s order is executed at the best possible price, given prevailing market conditions is an act of broker misconduct

Possession of Material Non-Public Information

A fraud attorney can help identify violations including – purchasing or selling a security while in possession of material, non-public information regarding an issuer is an act of broker misconduct.

Our Legal Services located in Michigan

Our Detroit Michigan based law firm, offers affordable prices for a vast array of related to services. In addition to finding a securities attorney, we also offer many other services including litigation, broker misconduct, securities litigation, and FINRA assistance.

You can find more information regarding securities fraud and prevention tips at the Federal Bureau Investigation's website. The Securities and Exchange Commission also offers great information - you can find it here; identifying and avoiding securities fraud.

Aggressive Pursuit of Stock Broker Misconduct

While our lawyers, recognize that investments in securities involve risk our firm strongly pursues those individuals and business entities that engage in misconduct in the forum best suited to address your resulting losses.

Visit Our Securities Law Blog for the Latest News!

What Does FINRA Do? | MI Securities Law Firm

May 22, 2020

Securities markets need broad public confidence in their integrity to function correctly. Without confidence in the markets, trading securities would entail an unacceptably high level of risk with untold consequences. Because most of the world’s investors believe that...

Was Your Portfolio Suitably Invested?

Apr 23, 2020

As we navigate and muddle through the calamity of the Corona Virus black swan (an unforeseen, unexpected event), we must assess (1) where our stock portfolio value is at and (2) why. Is the value lost acceptable considering the black swan or is the loss in value...

Farmington Hills Broker Charged With Improper Bond Transactions | Michigan

Apr 16, 2020

Farmington Hills Broker Discharged from Morgan Stanley amid Allegations of Improper Bond Transactions Robert C. David was a registered broker and investment adviser for Morgan Stanley in the Farmington Hills branch office from June 2009 until March 2019. According to...

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Hours

Monday - Friday
9:00am - 5:30pm
Saturday:
9:00am - 12:00pm

Location

Law Offices of Peter C. Rageas, P.C.

400 Monroe Ave #620
Detroit, MI 48226

Phone: 313-334-7767

Services include: Securities Litigation Attorney, Investment Losses, Stockbroker Negligence, Broker Negligence Lawyer, Stockbroker Malpractice, Legal Causes Against Stockbrokers, Breach of Fiduciary Duty, Stockbroker Claims, Investment Fraud Attorney, Securities Litigation, FINRA Attorney, Securities Lawyers, and Ponzi Scheme Attorneys

Service Areas: Detroit MI, Troy MI, Bloomfield Hills MI, Birmingham MI, Auburn Hills MI, West Bloomfield MI, Bloomfield MI, Royal Oak MI, Southfield MI, Farmington Hills MI, Northville MI, Oak Park MI, Warren MI, Saint Clair Shoes MI, Ann Arbor MI, Walled Lake MI, Clinton Township MI, Wixom MI, Milford MI, Plymouth MI, Livonia MI, Westland MI, Dearborn MI, Novi MI, Ypsilanti MI, Wayne MI, Huntington Woods MI, Farmington MI, Canton MI, Rochester MI, Dearborn Heights MI, Clarkston MI, Oakland MI, New Hudson MI, Grosse Pointe Park MI, Grosse Pointe MI, Oakland County MI, Berkley MI, Ferndale MI, Commerce MI, Eastpointe MI, South Lyon MI, Hamtramck MI, Highland MI, Keego Harbor MI, Rochester Hills MI

Securities Attorney MI | Securities Litigation Law Firm MI | Stockbroker Misrepresentation MI