Ann Arbor MI
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20 Years Experience
Experienced Securities Attorney in Ann Arbor MI, Peter C. Rageas is tough on brokers who commit fraud
If you are a victim of broker negligence, let our legal specialists help you today! Attorney Rageas has over 20 years of experience defending clients from fraudulent investment advisors. We offer residents Ann Arbor Michigan, the comprehensive legal support, and are always privileged to fight for our clients.
If you believe that you have been harmed by a stockbroker or investment advisor, please contact our law firm today. We have helped many clients from investment losses, stockbroker negligence, stockbroker malpractice, and more! Often, a financial advisor or investor places their own financial desires ahead of yours. You need an experienced Securities Attorney to fight for you! The Law Offices of Peter C. Rageas, can help victims of stockbroker and investment fraud. While making investments on behalf of their clients, brokers are required to obtain information that will allow them to make sound investment recommendations. Further, a broker is required to know the investor’s tolerance for risk, financial needs and time horizon.
The attorneys at the Law Offices of Peter C. Rageas are the best choice to recover your damages. We protect our clients from fraudulent stock brokers, call Today!
Full-Service Securities and Investment Litigation Law Firm
Securities Litigation – Specializing in class action stockbroker negligence and wrong doing, to victims of investment scams
If you are facing fraud, misrepresentation, account churning or breach of contract, you must contact a securities attorney at our law offices today!
Experienced in all aspects for fraudulent broker abuse, including unauthorized trading in your brokerage account and improper allocation of assets, read more.
ARE YOU LOOKING FOR AN EXPERIENCED SECURITIES LAWYER WHO GETS RESULTS?
Call Today We Got You Covered!
Our Law Firm near Ann Arbor MI Accepts Securities Cases on Contingency
Why does Peter Rageas work on a contingency basis? We understand Securities Litigation can be expensive. This affords our clients an opportunity to file a lawsuit against the negligent financial advisor who caused your financial loss. More importantly, our clients are able to pursue their claim, without incurring cost up front for the payment of attorney’s fees. Our contingency structure helps individuals who need to file a case right away, while not worrying about funds to finance the lawsuit.
If a broker agrees to manage his or her client’s investments and they have ultimate authority to make trades without obtaining consent from the client, then they have fiduciary duties to that client. Securities litigation expert, Peter C. Rageas, has grown to be Michigan’s leading choice for Broker Securities Fraud. In addition to securities litigation, we also offer many other services including the protection against Ponzi schemes, securities misrepresentation, broker misconduct, legal causes against stockbrokers, breach of fiduciary duty, stockbroker claims, investment fraud, securities litigation, and FINRA assistance
Our law firm is experienced in securities dispute resolution. Don’t let a stock broker or investment advisor place their own financial interests ahead of yours. Please call our law offices for your Risk-Free Consultation, and get back what you deserve!
Material Facts Must Be Disclosed in Securities
The brokerage firm is required by law to make full to clients of all material facts that are inherent to the investments recommended. When neglected, investment fraud may exist. The firm or the financial advisor can be held responsible for securities fraud including, misrepresentations or omissions of material facts. Omissions made to the investor regarding the risk associated with making a particular investment can lead to a finding that the firm and broker are responsible for compensatory damages or losses sustained.
Posts from Experienced Securities Attorney Peter C. Rageas
This past summer, many investors received what looks like a form letter in the mail from their investment firms. At first glance, many investors may have been tempted to pitch that form letter in the recycling bin without thoroughly reading the contents. If the letter...
Concorde Investment Services in Livonia Proposes to Settle FINRA Allegations of Failure to Supervise a Registered Representative A Livonia, Michigan, Financial Industry Regulatory Authority (FINRA) member, Concorde Investment Services, LLC, submitted a Letter of...
Wells Fargo Sanctioned by FINRA for Not Supervising Variable Annuity Transaction Switches to Other Company Products In February, Wells Fargo settled a civil lawsuit and criminal prosecution filed ty the U.S. Department of Justice stemming from the 2016 disclosure that...
Morgan Stanley Fined by FINRA for Failing to Supervise a Registered Representative There are some investments that because of their upfront sales charges are only advantageous to investors if they are held for a long-term. On August 12, 2020, the U.S. Financial...
Banks are subject to rules which require them to verify the identity of their customers. This is a problem for criminals who have large sums of cash from illegal activities. Increasingly, criminals have turned to cryptocurrency to launder their cash. Chainalysis, a...
SEC Settlement with Major Investment Firm Results in $5M Fund Benefitting Harmed Wrap Fee Program Investors Investment firm, Morgan Stanley Smith Barney, LLC (MSSB), recently settled charges brought by the U.S. Securities and Exchange Commission (SEC) that the company...
Securities markets need broad public confidence in their integrity to function correctly. Without confidence in the markets, trading securities would entail an unacceptably high level of risk with untold consequences. Because most of the world’s investors believe that...
As we navigate and muddle through the calamity of the Corona Virus black swan (an unforeseen, unexpected event), we must assess (1) where our stock portfolio value is at and (2) why. Is the value lost acceptable considering the black swan or is the loss in value...
Farmington Hills Broker Discharged from Morgan Stanley amid Allegations of Improper Bond Transactions Robert C. David was a registered broker and investment adviser for Morgan Stanley in the Farmington Hills branch office from June 2009 until March 2019. According to...
Wells Fargo Settles with SEC Over Charges Related to Single Inverse EFT Investments The U.S. Securities and Exchange Commission announced on February 27, 2020, that it had settled charges it lodged against Wells Fargo Clearing Services and Wells Fargo Advisors...
Services include: Securities Fraud Attorney, Investment Losses, Stockbroker Negligence, Broker Negligence Lawyer, Stockbroker Malpractice, Legal Causes Against Stockbrokers, Breach of Fiduciary Duty, Stockbroker Claims, Investment Fraud Attorney, Securities Litigation, FINRA Attorney, Securities Lawyers, and Ponzi Scheme Attorneys