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Securities Fraud Attorney Peter C. Rageas, P.C.
Manipulative Trading with U.S. Microcap Stocks
Millions of investors have lost money through brokerage fraud, misconduct and mismanagement. The following is an article about securities fraud involving a pump and dump scheme. SEC Charges U.K. Brokerage Firm, Investment Manager, CEO, and Others for Manipulative...
Exchange – Traded Notes and Risk
Below is a great article written by John Waggoner about exchange-traded notes. Exchange-traded notes add another layer of risk ETNs tied to volatility took a beating when stocks plunged The collapse of the VelocityShares Daily Inverse VIX Short Term ETN (XIV) this...
Alleged Culprit of Investment Scheme Agrees to Pay Back Investor Money
Financial losses can occur when you make a bad investment. At times these bad investments are solicited by an unscrupulous financial scammer that benefits at the expense of others. This case provides a good example of the need for investors to research the companies...
SEC Stops Ongoing Hedge Fund Fraud
The financial world of schemes and fraud continues and hedge funds can provide shelter to scammers for quite some time. When brokers take money from multiple investors by misrepresenting their qualifications and experience, its fraud. On February 2, 2018 The SEC...
Florida Penny Stock Investors Defrauding Elderly Investors
In the financial world of stocks, there is plenty to be leery about. Unfortunately, the elderly are a prime target for scammers. It is also unfortunate that many swindlers are repeat offenders. The SEC is working to “crack down” on individuals who have previously...
Signs of Potential Investment and Broker Fraud that Can Lead to Investment Losses
While there are many ways scammers or unscrupulous brokers and advisors can take advantage of investors, here are a few common red flags to watch out for: First and foremost, if it sounds too good to be true it probably is. When it comes to investments, there are no...
SEC Investigates into Woodbridge Group, LLC for$1.22 Billion Ponzi Scheme and Securities Fraud
SEC Files Subpoena Enforcement Action Against 235 Entities Affiliated with Woodbridge Group of Companies, LLC Related to Recent Securities Fraud Investigation and $1.22 Billion Ponzi Scheme The US Securities and Exchange Commission (SEC) filed a subpoena enforcement...
Recognizing the Signs of Investment Fraud Targeting Federal Retirement Investors
The SEC Warns Against Investment Fraud That Targets Seniors and Federal Retirement Investors In an effort to reduce potential securities investment fraud, the SEC is warning senior investors, retirees, and those with federal retirement investments to be leery of...
Pump and Dump Scheme Basics
Avoid financial losses by learning the basics of the common pump and dump scheme. What is Pump And Dump? Unscrupulous investors heavily promote a stock they plan to temporarily hold until the stock price is artificially boosted/inflated through false promotion,...
How to Evaluate a Broker’s Distinctions
Can Professional Honors, Awards Or Rankings Protect Me From Financial Losses or Securities Fraud? How significant is your financial professional's honor, award, ranking or designation? Are these distinctions signs that you'll be protected against financial losses or...
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