by Broker Fraud | Mar 14, 2018 | Securities Litigation |
Edwin Shaw LLC, a New York based company, has been charged by the Securities and Exchange Commission with illegally brokering dozens of investments by foreign nationals seeking legal residency through the federal government’s EB-5 Immigrant Investor Program. The case...
by Broker Fraud | Feb 6, 2018 | Securities Litigation |
In the financial world of stocks, there is plenty to be leery about. Unfortunately, the elderly are a prime target for scammers. It is also unfortunate that many swindlers are repeat offenders. The SEC is working to “crack down” on individuals who have previously...
by Broker Fraud | Aug 4, 2017 | Securities Litigation |
Malaysian Scandal – Attorney Peter C. Rageas Helping Investors Recover Losses US Authorities Fight Against Illicit Finance US authorities allege that the stolen funds were funneled via a series of bank accounts and shell companies to partly finance the purchase of...
by Broker Fraud | Sep 26, 2016 | Securities Litigation |
Yet another charge brought forth by the SEC, this time charging Ken Paxton for allegedly misleading investors in a technology company. The U.S. Securities and Exchange Commission filed the charges earlier this year. Paxton is faced with three felony counts, and has...
by Broker Fraud | Jan 31, 2016 | Securities Litigation |
Securities Litigation and Steps to Proving Fraud In the world of securities litigation, there are many factors to consider when making a claim. Ultimately it will come down to the facts and you best be prepared. Many article on the interenet discuss this topic....
