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Stefan He Qin Pleads Guilty to Cryptocurrency Investment Fraud

Stefan He Qin Pleads Guilty to Cryptocurrency Investment Fraud

by Broker Fraud | Apr 5, 2021 | Investment Fraud, Securities Fraud

Bitcoin is one of the most widely recognized, and owned cryptocurrencies with a market capitalization of over a trillion dollars in March 2021.1 Cryptocurrencies are digital assets designed to work as a medium of exchange. Unlike paper money, cryptocurrency...
Non-Traded Unsellable Real Estate Investment Trusts | Securities Law Firm MI

Non-Traded Unsellable Real Estate Investment Trusts | Securities Law Firm MI

by Broker Fraud | Feb 24, 2021 | Securities Fraud, Securities Litigation

Sometime before our current economic woes, you may have invested in a publicly registered non-traded Real Estate Investment Trust. The product offered attractive yields from real estate investment. Hoping for growth that would be a source of income when it was time to...
Interactive Brokers, Robinhood Brokerage Affected by Stock Trading Outages

Interactive Brokers, Robinhood Brokerage Affected by Stock Trading Outages

by Broker Fraud | Jan 26, 2021 | Securities Fraud, Securities Litigation

Interactive Brokers, the popular stock trading platform went down which left traders unable to place trades for several hours. Take a look at the article below posted by Annie Massa and Misyrlena Egkolfopoulou from Bloomberg. Outages at Interactive Brokers, Robinhood...
U.S. Department of Justice Issues Indictment Against BitMEX Crypto Currency Exchange Executives

U.S. Department of Justice Issues Indictment Against BitMEX Crypto Currency Exchange Executives

by Broker Fraud | Dec 30, 2020 | Investment Fraud, Securities Fraud

The United States District Court for the Southern District of New York on October 1, 2020, unsealed a criminal indictment against four BitMEX executives for violations of the U.S. Bank Secrecy Act (BSA).1 It is a move that is noteworthy in that the “Department...
SEC Form CRS: Why It Is Important to Review | Michigan Securities Law Office

SEC Form CRS: Why It Is Important to Review | Michigan Securities Law Office

by Broker Fraud | Nov 19, 2020 | Securities Fraud, Securities Litigation

This past summer, many investors received what looks like a form letter in the mail from their investment firms. At first glance, many investors may have been tempted to pitch that form letter in the recycling bin without thoroughly reading the contents. If the letter...
Concorde Investment Services in Livonia to Settle FINRA Allegations | Securities Law Firm MI

Concorde Investment Services in Livonia to Settle FINRA Allegations | Securities Law Firm MI

by Broker Fraud | Oct 31, 2020 | FINRA Arbitration, Securities Fraud

Concorde Investment Services in Livonia Proposes to Settle FINRA Allegations of Failure to Supervise a Registered Representative A Livonia, Michigan, Financial Industry Regulatory Authority (FINRA) member, Concorde Investment Services, LLC, submitted a Letter of...
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  • Stefan He Qin Pleads Guilty to Cryptocurrency Investment Fraud
  • Non-Traded Unsellable Real Estate Investment Trusts | Securities Law Firm MI
  • Interactive Brokers, Robinhood Brokerage Affected by Stock Trading Outages
  • U.S. Department of Justice Issues Indictment Against BitMEX Crypto Currency Exchange Executives
  • SEC Form CRS: Why It Is Important to Review | Michigan Securities Law Office

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