by Broker Fraud | Mar 6, 2026 | Securities Fraud, Securities Litigation
Founded in 1919, the North American Securities Administrators Association (NASAA) is the oldest international investor protection organization. NASAA’s primary goal is to advocate and act for the protection of investors, especially those who lack the expertise,...
by Broker Fraud | Feb 6, 2026 | Investment Fraud, Securities Fraud
Knowledge of the most common types of investment fraud can help to curtail this type of fraud which costs Americans billions each year. Unfortunately, many of those who lose investment income are seniors who are particularly vulnerable to scams. The U.S. Securities...
by Broker Fraud | Dec 11, 2025 | Securities Fraud, Securities Litigation
The U.S. Securities and Exchange Commission’s (SEC) was founded in 1934 during the Great Depression. The SEC’s mission is to “protect investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation” with the end...
by Broker Fraud | Nov 14, 2025 | Investment Fraud, Securities Fraud
There were over 500,000 automated teller machines (ATMs) in the United States in 2023.1 While it might seem that Americans like to pay with credit cards, according to Federal Reserve research the average American carries $67 in cash and has $306 in cash stored...
by Broker Fraud | Oct 10, 2025 | Securities Fraud, Securities Litigation
Starting up and operating a small business has many challenges. Knowledge of rules and regulations is one of the most challenging activities for many small business owners. The U.S. Securities and Exchange Commission (SEC) provides a range of resources to help small...
by Broker Fraud | Sep 19, 2025 | Securities Fraud, Securities Litigation
The U.S. Securities and Exchange Commission (SEC) is a federal government agency charged with protecting investors and ensuring fair and efficient capital markets, making sure that investment advisors, stock exchanges and other market participants comply with U.S....
