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Cyber Security Knowledge Protects Your Investments

Cyber Security Knowledge Protects Your Investments

by Broker Fraud | Apr 3, 2026 | Investment Fraud, Securities Litigation

Anyone who has had a bad experience purchasing a product that was advertised through an ad online is aware of the potential for becoming a victim of a retail cyber scam. Gen Digital, Inc., a multinational cybersecurity and digital technology company provides...
Overview of the Types of Investment Fraud (Part 2)

Overview of the Types of Investment Fraud (Part 2)

by Broker Fraud | Feb 6, 2026 | Investment Fraud, Securities Fraud

Knowledge of the most common types of investment fraud can help to curtail this type of fraud which costs Americans billions each year. Unfortunately, many of those who lose investment income are seniors who are particularly vulnerable to scams. The U.S. Securities...
Overview of the Types of Investment Fraud (Part 1)

Overview of the Types of Investment Fraud (Part 1)

by Broker Fraud | Jan 9, 2026 | Investment Fraud, Securities Litigation

Investment fraud in 2025 was on track to continue the steady year-to-year increase that has existed since 2020. Americans lost $3.5 billion in investment fraud and scams in just the first half of 2025 and that figure is projected to rise above the $5.8 billion in...
SEC Targets Pennsylvania Firms in $770M ATM Case

SEC Targets Pennsylvania Firms in $770M ATM Case

by Broker Fraud | Nov 14, 2025 | Investment Fraud, Securities Fraud

There were over 500,000 automated teller machines (ATMs) in the United States in 2023.1 While it might seem that Americans like to pay with credit cards, according to Federal Reserve research the average American carries $67 in cash and has $306 in cash stored...
SEC Warns Investors About Relationship-Based Investment Scams

SEC Warns Investors About Relationship-Based Investment Scams

by Broker Fraud | Jun 20, 2025 | Investment Fraud, Securities Litigation

The U.S. Federal Bureau of Investigation reports that in 2024 alone $672 million dollars was fraudulently taken from victims of confidence/romance scams with those over 60, as a group, reporting the most losses and submitting the most complaints to the FBI’s Internet...
FINRA Annual Regulatory Report and Fraud Reporting

FINRA Annual Regulatory Report and Fraud Reporting

by Broker Fraud | Mar 7, 2025 | FINRA Arbitration, Investment Fraud

On January 28, 2025 the Financial Industry Regulatory Authority (FINRA) released its Annual Regulatory Oversight Report1 which gives an overview of the organization’s finding from its regulatory operations programs. A section of the report is dedicated to Financial...
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  • Overview of the Types of Investment Fraud (Part 2)
  • Overview of the Types of Investment Fraud (Part 1)
  • Focus Areas of SEC Enforcement Actions

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