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Stefan He Qin Pleads Guilty to Cryptocurrency Investment Fraud

Stefan He Qin Pleads Guilty to Cryptocurrency Investment Fraud

by Broker Fraud | Apr 5, 2021 | Investment Fraud, Securities Fraud

Bitcoin is one of the most widely recognized, and owned cryptocurrencies with a market capitalization of over a trillion dollars in March 2021.1 Cryptocurrencies are digital assets designed to work as a medium of exchange. Unlike paper money, cryptocurrency...
U.S. Department of Justice Issues Indictment Against BitMEX Crypto Currency Exchange Executives

U.S. Department of Justice Issues Indictment Against BitMEX Crypto Currency Exchange Executives

by Broker Fraud | Dec 30, 2020 | Investment Fraud, Securities Fraud

The United States District Court for the Southern District of New York on October 1, 2020, unsealed a criminal indictment against four BitMEX executives for violations of the U.S. Bank Secrecy Act (BSA).1 It is a move that is noteworthy in that the “Department...
Wells Fargo Sanctioned by FINRA for Not Supervising Employees | MI Securities Law Firm

Wells Fargo Sanctioned by FINRA for Not Supervising Employees | MI Securities Law Firm

by Broker Fraud | Oct 1, 2020 | Investment Fraud, Securities Litigation

Wells Fargo Sanctioned by FINRA for Not Supervising Variable Annuity Transaction Switches to Other Company Products In February, Wells Fargo settled a civil lawsuit and criminal prosecution filed ty the U.S. Department of Justice stemming from the 2016 disclosure that...
SEC Files Fraud Charges Involving NAC Foundation / AML Bitcoin – MI Securities Law Firm

SEC Files Fraud Charges Involving NAC Foundation / AML Bitcoin – MI Securities Law Firm

by Broker Fraud | Jul 28, 2020 | Investment Fraud, Securities Fraud

Banks are subject to rules which require them to verify the identity of their customers. This is a problem for criminals who have large sums of cash from illegal activities. Increasingly, criminals have turned to cryptocurrency to launder their cash. Chainalysis, a...
Wells Fargo Settles with SEC Over Charges | MI Securities Law Firm

Wells Fargo Settles with SEC Over Charges | MI Securities Law Firm

by Broker Fraud | Mar 28, 2020 | Investment Fraud, Securities Fraud

Wells Fargo Settles with SEC Over Charges Related to Single Inverse EFT Investments The U.S. Securities and Exchange Commission announced on February 27, 2020, that it had settled charges it lodged against Wells Fargo Clearing Services and Wells Fargo Advisors...
Celebrity Endorsements and Investments | MI Securities Law Firm

Celebrity Endorsements and Investments | MI Securities Law Firm

by Broker Fraud | Feb 29, 2020 | Investment Fraud, Securities Fraud, Securities Litigation

The psychology behind celebrity endorsements of products seems simplistic. The human brain recognizes celebrities similarly to how it recognizes people we actually know.1 People feel that they know the celebrity and that they can trust the celebrity and when that...
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