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How to Evaluate a Broker’s Distinctions

How to Evaluate a Broker’s Distinctions

Can Professional Honors, Awards Or Rankings Protect Me From Financial Losses or Securities Fraud? How significant is your financial professional’s honor, award, ranking or designation? Are these distinctions signs that you’ll be protected against financial...
Is Your Broker Negligent?

Is Your Broker Negligent?

Financial Loss Due To A Securities Broker’s Negligence– Brokers Are Human, But Are They Allowed To Make Mistakes? Investors place a significant amount of trust in their securities broker. It’s assumed a broker will research companies and investments, watch...
FINRA Attorney Serving Michigan and Beyond

FINRA Attorney Serving Michigan and Beyond

Financial Industry Regulatory Authority (FINRA) is a niche area of law. This includes, investor arbitration claims, defending brokers against regulatory inquiries, and representing individual brokers. The Financial Industry Regulatory Authority is the largest...