by Broker Fraud | Jun 6, 2018 | Investment Fraud
No investment is foolproof or risk free. Your investment advisor or stockbroker has a fiduciary duty to disclose all relevant facts so that you can make an informed decision. Deceptive financial schemes result in massive investment losses. The following article...
by Broker Fraud | May 21, 2018 | Investment Fraud
A registered municipal advisor and its owner have been charged with defrauding a south Texas school district in connection with three municipal bond offerings. Through misrepresentation, Mario Hinojosa and his wholly owned- municipal advisor, Barcelona Strategies LLC...
by Broker Fraud | Apr 3, 2018 | Investment Fraud
Seniors are often targets for fraud. We found the following article interesting, as it highlights the need for any investor, including seniors, to research their brokers, companies and financial planners through which they are investing. SEC Charges Prominent Pastor,...
by Broker Fraud | Feb 22, 2018 | Investment Fraud
Financial losses can occur when you make a bad investment. At times these bad investments are solicited by an unscrupulous financial scammer that benefits at the expense of others. This case provides a good example of the need for investors to research the companies...
by Broker Fraud | Feb 13, 2018 | Investment Fraud
The financial world of schemes and fraud continues and hedge funds can provide shelter to scammers for quite some time. When brokers take money from multiple investors by misrepresenting their qualifications and experience, its fraud. On February 2, 2018 The SEC...
by Broker Fraud | Jan 22, 2018 | Investment Fraud
While there are many ways scammers or unscrupulous brokers and advisors can take advantage of investors, here are a few common red flags to watch out for: First and foremost, if it sounds too good to be true it probably is. When it comes to investments, there are no...
